Honor Council Rice University  
 

Abstract of the Honor Council
Case #3. Fall, 2000
December 12, 2000

Members Present:
Kelly Bolen, DJ Brasier, Jeff Charbeneau (presiding), Laura Derr, Sean Kannengieser, Lada Kyj, Aaron Martz, Shervin Shervani, Elaine Thompson (observing), Trushar Tsarang.

Ombuds:
Keith Henneke

Letter of Accusation:
The council received a letter of accusation from the professor of a graduate level science class. Students A, B, C, D, and E were accused of using prohibited materials during a take home exam. The professor suspected this because the students used a method which, in his opinion, was not covered in class and would require outside sources to utilize.

Evidence Submitted:
Letter of accusation
Written statements of the 5 students involved
Copy of the exam
Answer key for the exam
Course Syllabus
Copy of the professor's email containing the exam and instructions
Rough draft of Student A's exam
Homework assignments from Students C, D and E
Student B and D's textbooks from a previous class
2 of Student E's exams from other classes
Student E's textbook from the class
Student E's class notes
A copy of the eligibility policies from student C's department

Plea:
Students A, B, and C plead In Violation. Students D and E plead Not In Violation.

Opening Statements:
The accused were given the option of speaking through a translator at any time. Student A offered his apologies for the incident, and confirmed that he had used the class textbook during the exam. He stated that he did not know he was breaking the instructions for the exam but that he now knows what he did was a violation. He asked that the Council consider his unintentionality and willingness to cooperate. Student B also apologized and described the circumstances that led to his using a textbook during his exam. He had done very similar work in a foreign grad school, and used a book from that school to use this method. He stated that due to linguistic and cultural barriers he did not understand exactly how to take a take home exam. Student B finished by informing the council that a failing grade in the course would remove him from his academic program, and appealed for leniency. Student C (via a translator) stated that he began the exam immediately upon receiving it through email. He also stated that he was not culturally accustomed to take home exams and misunderstood the meaning of "class notes" to include notes from his previous classes. He apologized for this misunderstanding and stated that he now understands it was a violation. Student D stated that he followed the instructions on the exam and only used his notes from the class itself. He did not understand how he could have committed a violation and asked the council to fairly consider his case. Student E (via a translator) reminded the council of the many cultural differences between Rice and his old graduate school in a foreign country. Because of the expectations of his previous school, he memorized everything he thought necessary for the exam and did in fact recall the method in question completely from memory. He described his reaction to the professor confronting him with the accusation and stated that he is aware of how to follow the Honor Code, and cited exams from previous classes as evidence.

Testimony:
The council reviewed the evidence and then called Witness #1, the professor of the class in question. He testified that the method was mentioned in the class along with a recommendation for further reading, but that it was never extensively covered. He stated that even professors comfortable with the concept must regularly refer to texts for assistance, which is why he found the five students' use of it on a closed book take home exam suspicious. The instructions for the exam were included both on the exam and on the email that accompanied it and stated that students can use their class notes but no other materials of any kind. When questioned by the accused, the professor stated that a similar method could have been used on past homeworks, but not the specific one used in these exams. The professor explained to the council how the method was used in the various exams, showing that it was actually an unnecessary step that led to simplification but no different answer- the accused would have received the same amount of credit on the problem without even attempting this simplification. He then described the meetings he had with the accused confronting them with the suspected violation. Students A, B, and C freely admitted to using outside materials after being questioned. He also recalled that Student D, when asked during the confrontation, was able to recall the method from memory.
The witness felt that, at the time of the confrontation, Student E had admitted getting the method from the book during the exam (he was not asked to recall the method from memory). Student E responded by saying that he was attempting to describe to the professor the source of his knowledge, not the fact that he opened the book during the exam, and suggested that his English usage may have contributed to a misunderstanding. The witness asked Student E how much of the textbook he had memorized if he took the time to memorize the method in question. Student E pointed out earmarks on his textbook that indicated the sections he would memorize for the exam. These included a section on the method.
Witness #1 was dismissed and the Council further questioned the five students. They stated that they do not study together for the class. They then repeated exactly what materials they used at any point during the exam: Student A used the class textbook to find the method, Student B used a text from a previous class to do so, Student C used class notes from a previous class that covered the method, Students D and E used only their class notes.
The students then made their closing statements. Students A and B again gave their apologies and asked the council to consider their circumstances when deciding on a penalty. Student C gave no closing statement. Students D and E reminded the Council that they had received no unauthorized aid during this exam, and contended that they did in fact memorize the method before taking the exam.

Deliberation:
Several members of the council pointed out parts of the case which can and cannot be considered during deliberations. Cooperation, unintentionally, and severity are among the circumstances able to be considered, while signs of remorse, ignorance of the Honor Code, and external circumstances of a penalty (such as removal from a graduate program) cannot be considered in fairness to the student body. The council ruled on the suggestion by the professor that collaboration could have taken place. The exams were done very differently even within the problem in question, and there was no evidence to disprove the five students' claims that they never worked together.

Straw Poll #1 - Did any collaboration occur?
Yes: 0
No: 9

The council then moved on to the students themselves. They agreed that there were very different cases being discussed, and each student should be considered separately. Student E was discussed first. After further examining the evidence and discussing the testimony of Student E and the professor, the council agreed that, while the professor was right to be suspicious. Furthermore, Student E had demonstrated that he was capable and inclined to memorize extremely large amounts of material prior to an exam. The council felt that the professor's confrontation with the students should not have happened and led to a possible miscommunication between him and Student E. Given the difficulty of communication even with the help of a translator during trial, the council felt it was very possible that there was a misunderstanding as Student E described. In the end, the council felt there was no direct evidence to support the accusation.

Straw Poll #2 - Student E
In Violation: 0
Not In Violation: 9

In the case of Student D, the council also felt that there was no evidence to give clear and convincing evidence of a violation. The fact that Student D was able to recreate the method from memory when asked by the professor further supported his case.

Straw Poll #3 - Student D
In Violation: 0
Not In Violation: 9

Straw Polls 1, 2, and 3 were made binding.

Having found Students D and E Not In Violation, the council moved on to a penalty hearing of seven members for Students A, B, and C. Kelly Bolen and Lada Kyj were excused.
While discussing Student C, some members asked if his situation was in fact a violation, given his misunderstanding of the instructions. It was decided that, while his misunderstanding will mitigate any penalty since it is considered "unintentionality," it does not remove his personal responsibility to understand the rules of the Honor Code in the class and to clarify any confusion with the professor prior to taking the exam.

Straw Poll #4 - Student C
In Violation: 7
Not In Violation: 0

Since the exam was worth more than 20 percent of the exam, the consensus penalty was an F in the class and a two-semester suspension. The council felt that an exceptionally high degree of mitigation was necessary, however. In Student C's case, the Council found that he did in fact commit a violation unintentionally by taking "class notes" to mean notes from a class, and not just notes from the class in question. He informed the professor of his violation when asked about the problem, pled In Violation, and was completely cooperative with the Council in revealing information. It is unlikely that there would have been enough evidence to find a violation without Student C's cooperation. On top this, the council felt that the penalty should be considerably reduced because of the lack of severity, since the violation did not alter the accused's grade in any way according to the professor of the class. A number of possible penalties were suggested in addition to the consensus penalty.

Straw Poll #5 - Penalty For Student C
F in the course + 2 semester suspension: 0
F in the course: 0
Loss of credit in the course: 0
Loss of credit in the assignment: 0
Re-averaging of the grade without the assignment: 0
Letter of reprimand: 7

The Council then moved on to Students A and B, who both used textbooks during the exam.

Straw Poll #6 - Student B
In Violation: 7
Not In Violation: 0

Straw Poll #7 - Student A
In Violation: 7
Not In Violation: 0

Council members felt that most of the mitigating circumstances considered in Student C's case applied to Students A and B. Unintentionality did not apply to the same degree, however, since the instructions clearly stated that no other materials other than class notes could be used in the exam.

Straw Poll #9 - Penalty For Student B
F in the course + 2 semester suspension: 0
Loss of a letter grade in the course: 7
Loss of a letter grade in the assignment: 0 (+1 observing)
Letter of reprimand: 0

Straw Poll #10 - Penalty for Student A
F in the course + 2 semester suspension: 0
Loss of a letter grade in the course: 7
Loss of a letter grade in the assignment: 0 (+1 observing)
Letter of reprimand: 0

Straw polls 4, 5, 6, 7, 9, and 10 were made binding. Students D and E are found Not In Violation.

Thus, the Honor Council finds Students A, B, and C In Violation of the Honor System, and recommend that Student C received a letter of reprimand and that Students A and B receive a loss of a letter grade in the course. Additionally, a suspension clause will be attached to their record.

Time of trial and deliberation: 4 hours.

Respectfully Submitted,

Aaron Martz
Honor Council Secretary


Last modified Wednesday, August 29, 2001 03:35 PM
Reach the Honor Council at honor-council@rice.edu